SIE Exam Review Study Guide
Wiley’s Securities Industry Essentials Exam Review Study Guide arms you with what you need to score high on the test and pass the SIE Exam. Designed to let you build and fine-tune your knowledge of all areas covered to guarantee that you’re prepared mentally and strategically to take the test.
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Wiley Securities Industry Essentials Exam Review Study Guide includes:
- Assorted practice questions for each subject area covered in the exam
- Priceless test-taking tips and strategies
- Helpful hints on how to study for the test, manage stress, and stay focused
About the Exam
The Securities Industry Essentials (SIE) Exam is a newly created, general knowledge FINRA exam for prospective securities industry professionals. As of October 1, 2018, this representative-level qualification exam is a prerequisite to other representative-level qualification exams, including Series 6, 7, 22, 57, 79, 82, 86/87, and 99 Exams—as well as certain other FINRA administered exams.
This 105-minute introductory-level test consists of 75 multiple-choice items, which assess a candidate’s knowledge of basic securities industry information. Topics touched upon center around concepts fundamental to working in the industry, including commonly used terminology, securities products, the structure and function of markets, regulatory agencies and their functions, and regulated and prohibited practices.
Wiley Securities Industry Essentials Exam Review Study Guide is your ticket to passing the test with flying colors—on the first try—and taking your first step to a successful career in the securities industry. Learn more about the SIE Exam Review Course to get you to the next level!
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