© 2013 - 2020 John Wiley & Sons, Inc., or related companies. All rights reserved.
FINRA SIE Course
This online review course prepares you for the newly created, general knowledge FINRA exam for prospective securities industry professionals with our leading e-learning platform. Input your exam date and your exam plan will be created for you in seconds. Learn at your own pace with detailed lecture videos from expert instructors and a comprehensive study guide, then test your knowledge with 500+ practice questions and a test bank. Our course includes our unmatched pay once guarantee, giving you the confidence that you’ll have access to up-to-date content until you pass.
About the Exam
The Securities Industry Essentials (SIE) Exam is a newly created, general knowledge FINRA exam for prospective securities industry professionals. As of October 1, 2018, this representative-level qualification exam is a prerequisite to other representative-level qualification exams, including the newly revised Series 6, 7, 22, 57, 79, 82, 86/87, and 99 Exams—as well as certain other FINRA administered exams.
This 105-minute introductory-level test consists of 75 multiple-choice items, which assess a candidate’s knowledge of basic securities industry information. Topics touched upon center around concepts fundamental to working in the industry, including commonly used terminology, securities products, the structure and function of markets, regulatory agencies and their functions, and regulated and prohibited practices.
Wiley Securities Industry Essentials Exam Review Course 2019 is your ticket to passing the test with flying colors—on the first try—and taking your first step to a successful career in the securities industry. Test drive the SIE course and take a FREE trial!
Order online with our secure system, or call: 888.884.5669 (toll-free) or 928.204.1066 (International).
Student Discount Policy
We are pleased to offer a 20% student discount to faculty, actively enrolled full-time and part-time college or university students. The student discount is also available to those who have graduated within 90 days of the date they order. It may not be combined with other discounts or coupon codes. You will need to provide proof of academic status to qualify for this discount.
Orders will process for shipping within two business days, or expedited orders will process within 1 business day, unless otherwise specified (including backorders, pre-sales, etc.). For standard shipping, please allow an additional 5 business days for U.S. shipping or 10 business days for international shipping, unless otherwise specified. Expedited shipping options may be available for an additional fee.
Product shipments may be subject to customs fees, taxes and import duties of the destination country to which your order ships. These charges are always the recipient’s responsibility.
Shipping delays may occur during holiday season due to increased demand and weather conditions.
Free shipping is available on orders sent within the United States, including APO/military addresses containing a U.S. zip code. After entering a valid U.S. address during the checkout process, you may select free shipping. Wiley Efficient Learning reserves the right to use the lowest cost means for free shipping. Expedited shipping options may be available for an additional fee.
We stand behind our products and want to ensure our customers are completely satisfied.
In the event you are unsatisfied with your purchase, a full refund (less shipping fees and e-book charges) will be issued upon request within 10 business days of purchase. Refunds will not be issued after this time. Shipping fees will be deducted from your refund. You will be responsible for the shipping fees to return the physical materials. Refunds of physical materials must be returned in as-new condition within 14 days of the refund agreement and will be inspected upon receipt. This refund agreement is subject to change without notice.
For customers receiving a gift card or a rebate check as part of your purchase, the amount of the gift card or rebate check will be deducted from your refund.
For customers selecting the e-Textbooks/eBooks/pdfs option with their purchase, Wiley Efficient Learning e-Textbooks are distributed through a partnership with VitalSource Bookshelf and are not eligible for a refund.
To request a refund, please contact us.
Sales tax will be calculated at checkout based on local laws of the purchaser.
Forms of Payment
We accept payment in the form of credit card (Mastercard, Visa, Discover or American Express) or via PayPal.